Transactions

ABOUT US > EXPERTISE > AIM TRANSACTIONS

2012

Admission to the AIM market of the LSE. February 2012

Corporate Adviser

2011

Admission to the AIM market of the London Stock Exchange

Nominated Adviser

2011

Admission to Trading on AIM

Nominated Adviser & Broker

2011

Re-admission to AIM following an Australian scheme of arrangement to re-domicile the holding company

Nominated Adviser & Broker

2010

£10m Placing & Admission to Trading on AIM

Nominated Adviser

2010

Institutional Placing

Transaction Value

£34.06m

Nominated Adviser

2009

Placing & Re-Admission to AIM

Transaction Value

£7m

Joint Broker

2007

Admission to AIM and placing December 2007. Placings completed

Transaction Value

US$50m

Nominated Adviser

2007

Assumption of Nomad role

Transaction Value

Undisclosed

Nominated Adviser

2007

Admission to the AIM market of the London Stock Exchange October 2007

Transaction Value

Undisclosed

Nominated Adviser

2007

Admission to the AIM market of the London Stock Exchange

Nominated Adviser

2007

Assumption of Nomad role

Transaction Value

Undisclosed

Nominated Adviser

2007

Reverse Takeover on AIM

Transaction Value

£35.6m

Nominated Adviser & Broker

2007

Admission to the AIM market of the London Stock Exchange

Nominated Adviser

2007

Admission to the AIM market of the London Stock Exchange May 2007. Placings completed

Transaction Value

US$10m

Nominated Adviser

2007

Fundraising & AIM Admission

Transaction Value

£4.3m

Nominated Adviser & Corporate Broker

2006

Admission to the AIM market of the London Stock Exchange

Transaction Value

Undisclosed

Nominated Adviser

2006

Assumption of Nomad role October 2006

Nominated Adviser

2006

Assumption of Nomad role

Transaction Value

Undisclosed

Nominated Adviser

2006

Admission to the AIM board of the London Stock Exchange

Nominated Adviser

2006

Admission to the AIM through a reverse takeover

Transaction Value

£8m

Nominated Adviser

2006

Admission to the AIM and placing May 2006. Placing proceeds

Transaction Value

£3m

Nominated Adviser

2006

Admission to the AIM market of the London Stock Exchange

Nominated Adviser

2006

IPO and admission to the AIM and placing March 2006. Placing proceeds £3.5m. ASX listing and capital raising June 2007

Transaction Value

A$6m

Nominated Adviser

2006

Admission to the AIM market of the London Stock Exchange

Transaction Value

£8m

Nominated Adviser

2005

Admission to the AIM market of the London Stock Exchange September 2005. Placing proceeds February 2006

Transaction Value

US$21m

Nominated Adviser

2005

Admission to the AIM of the London Stock Exchange

Nominated Adviser

2004

Admission to the AIM and placing

Transaction Value

£6.5m

Nominated Adviser

2004

Admission to the AIM of the London Stock Exchange

Nominated Adviser

2004

Admission to the AIM board of the London Stock Exchange and placing July 2004

Transaction Value

£4m

Nominated Adviser

2004

Acquisition of Chapada Damonds Ltd and admission to the AIM with placing arrangement of interim funding by way of convertible notes

Transaction Value

£5m

Nominated Adviser

2004

Simultaneous IPO on the ASX and the AIM March 2004. IPO Share Issue £6m.Secondary placing £23m

Transaction Value

£29m

Nominated Adviser

2003

Admission to the AIM board of the London Stock Exchange

Transaction Value

£10m

Nominated Adviser

Dataroom (client only access)

RECENT TRANSACTIONS

May 2012

Armour Energy Limited

Transaction value

A$75m

TESTIMONIALS

Tim Carstens

: Managing Director

– Base Resources Limited

“RFC introduced Base to the potential acquisition of the Kwale mineral sands project at the beginning of 2010. Base shared RFC’s view of the great potential for the company through acquiring the project and partnered with RFC to secure the project, arrange the acquisition funding and advance the project through to production including securing over $330 million of funding for the project development.”

Read all testimonials