Important Information

Terms of Use of this Website

This website is provided by RFC Ambrian Group Ltd and its associated entities (together “RFC”), including RFC Ambrian Limited (in Australia & UK) and RFC Management Pty Ltd,  for the purpose of providing general information on RFC’s business and activities and is subject to the following terms and conditions (“Terms”). By accessing and using this website you agree to these Terms.

Intellectual Property and Copyrights

All information, text, material, graphics, software and functionality (“Content”) on this website are the exclusive property of RFC (or third parties) and is protected by Australian and international copyright laws. Provided that you keep all Content intact and in the same form as presented on the website you may download and view the Content for your personal, non-commercial use. You must otherwise not copy, modify, reproduce, republish, upload to a third party, post, transmit or distribute the Content in any way unless expressly authorised in writing by RFC. All rights not expressly granted are reserved by RFC.

No Representation or Warranty in Relation to Content

Except as required at law, RFC does not represent, warrant and/or guarantee the accuracy, quality, integrity and currency of the Content of this website. RFC has no obligation to update this website nor advise of any changes to its Content or information relevant to its Content. Nor does RFC represent, warrant and/or guarantee that the Content of this website is free from any computer virus or any other defects or errors. Nor does RFC provide any representation, warranty or guarantee in relation to the content of any website to which a link is provided on this website.

Except as required at law, RFC accepts no liability in relation to any reliance on the Content of this website or in relationto the use of this website.

Nothing on this Website Constitutes Financial Advice or an Offer of Any Kind

Nothing in the Content of this website should be taken to constitute financial advice or an offer or solicitation of any kind, including advice or recommendation in relation to the subscription, purchase or sale of any securities or investments. RFC Ambrian Limited (Australia) is the holder of AFS Licence No. 233214. RFC Ambrian Limited (UK) is authorised and regulated by the Financial Conduct Authority and is a Member of the London Stock Exchange. RFC Management Pty Ltd is the holder of AFS Licence No. 225353. 

Research Conflicts of Interest Procedures

Research underlies all aspects of RFC Ambrian Limited’s (“RFC Ambrian”) business, from new issues and secondary fundraisings, through to supporting our corporate broking, corporate finance, and sales and trading teams. The quality, accuracy and timeliness of our equity research is key to our ability to service our institutional and corporate clients and, in light of this, we have built a team of analysts covering our core sectors. 

RFC Ambrian adopts a team approach to stock and sector selection. We recognise that market sectors are linked to each other. By maximising dialogue between our sector analysts we gain a perspective on the stock market as a whole, helping us to identify broader economic trends and their likely effect on stock prices. We have implemented policies and procedures to monitor and mitigate the potential conflicts of interest involved in the preparation and publication of research. To view the complete research policy document please click here.

For all companies covered by RFC Ambrian research please click RFC Ambrian Coverage List This identifies those cases in which RFCA has a business relationship with the company or a material interest in the company, which could potentially conflict with our obligation to ensure that our investment research is clear, fair and unbiased.

RFC Ambrian Limited High Level Policy for Managing Conflicts of Interest

RFC Ambrian, as a multi-product financial services group, will inevitably find itself in situations where the interests of one client may compete with (i) those of another client; or (ii) the interests of RFC and/or its employees. In common with many financial institutions, RFC Ambrian has appropriate arrangements in place to identify and manage the conflicts which may arise during the normal course of its business activities.

This document summarises, at a high level, RFC’s approach to identifying and managing conflicts of interest and has been prepared in accordance with the requirements imposed upon the Firm by the Markets in Financial Instruments Directive (“MiFID”). It is for information purposes only and does not seek to provide detailed descriptions of the RFC Ambrian’s internal processes and procedures in relation to the identification and management of conflicts of interest. To view the complete conflicts of interest document please click here.

Privacy of any Information Collected

Any information collected by RFC in relation to users of this website will be treated in accordance with the Privacy Act 1988. Such information will consist only of “cookies” and the information on the number of users accessing the website, except where any further information is specifically provided by you or where you are accessing our information dataroom facilities on this website using log-in information provided by RFC. In relation to such dataroom facilities, you are responsible for the security of the log-in information and take responsibility to ensure the confidentiality of this information.

Links to other Web Sites

RFC may provide links to other websites but RFC does not accept any responsibility for the content of those web sites. Linking to any other web site is at your discretion